International Relations: Lesson II
What makes a theory good is that is universal and multi-applicable.
Which theory is good for these times?
REALISM
The security dilemma describes a situation where actions taken by one state to increase its security (such as building up its military, forming alliances, or developing new weapons) cause other states to feel less secure.
In response, those other states take similar measures, which in turn makes the first state feel threatened again.
This creates a cycle of mistrust, arms races, and potential conflict, even when no side actually wants war.
Why do security dillema appears?
narchy — No World Government
The international system is anarchic, meaning there’s no central authority (like a police or court) to enforce peace.
Every state is responsible for its own survival — this is called a self-help system.
When there’s no trusted authority, fear and uncertainty naturally arise.
A state can never be sure what others might do tomorrow.
Result: Even defensive actions (like buying weapons) look threatening because there’s no one to guarantee that those weapons won’t be used offensively later.
2. Uncertainty About Others’ Intentions
States can see others’ capabilities (e.g., number of tanks or missiles) but not their intentions (whether they’ll use them peacefully or aggressively).
Because intentions can change overnight (a new government, leader, or crisis), trust is risky.
Result: It’s safer for states to assume the worst — and prepare for it.
3. Indistinguishability Between Offensive and Defensive Measures
Many military capabilities (like missiles or aircraft) can be used for both defense and attack.
So when a state builds up arms to defend itself, others can’t tell if that buildup is meant for protection or aggression.
Result: What one side calls defensive, the other sees as offensive.
This perception gap creates tension and arms races.
4. Desire for Survival and Power
Realism assumes that survival is every state’s top goal.
To survive, states seek power — because power provides security.
But power is relative — if one state gains more, others feel weaker.
Result: Every gain by one state looks like a loss for another. Even peaceful moves can seem threatening.
5. Fear and Misperception
States often misinterpret others’ actions due to fear, stereotypes, or lack of communication.
These psychological and informational limits worsen the dilemma.
2. Strategies Small States Use to Stay in Power
A. Alliances and Balancing
Small states often ally with powerful states or join coalitions to balance against threats.
By doing so, they “borrow” security from stronger partners.
Examples:
NATO’s smaller members (e.g., Estonia, Latvia) rely on U.S. and European military power.
During the Cold War, small states aligned with either the U.S. or the Soviet Union to gain protection.
Theoretical link:
👉 Balance of Power Theory (Realism)
B. Bandwagoning
Instead of balancing against power, some small states choose to align with the strongest power to gain protection and benefits.
Strategy | Description | Example |
|---|---|---|
Alliances/Balance | Join stronger powers or coalitions for protection | NATO members, Gulf states |
Bandwagoning | Align with dominant power to gain benefits | Bhutan–India, Gulf–U.S. |
Neutrality | Stay out of great power conflicts | Switzerland, Austria |
Regional Cooperation | Collective strength through institutions | ASEAN, EU |
Economic Diplomacy | Use wealth or specialization as leverage | Singapore, Luxembourg |
Soft Power | Use norms, culture, mediation | Norway, Costa Rica |
Hedging | Maintain ties with multiple powers | Singapore, Vietnam |
Offensive realism
Offensive Realism is a theory within the Neorealist (Structural Realist) tradition, developed most prominently by John J. Mearsheimer (University of Chicago) in his book The Tragedy of Great Power Politics (2001).
It argues that:
Because the international system is anarchic, and no state can ever be sure of others’ intentions, the best way for a state to ensure its survival is to maximize its power — ideally becoming the hegemon (the dominant power) in its region.
So, while Defensive Realism (Kenneth Waltz) says states seek enough power for security, Offensive Realism says they seek as much power as possible — because in an uncertain world, more power means more safety.
⚙️ 2. Core Assumptions of Offensive Realism
Mearsheimer identifies five key assumptions about how the world works:
# | Assumption | Meaning |
|---|---|---|
1 | Anarchy | No central authority exists above states (self-help system). |
2 | Offensive capabilities | All states have some military means to harm others. |
3 | Uncertainty about intentions | States can never know another’s true motives or future behavior. |
4 | Survival as the primary goal | The ultimate aim of every state is to stay alive. |
5 | Rational actors | States act rationally to ensure survival under anarchy. |
From these assumptions flows the “tragedy”:
Even if states want peace, the structure of the system forces them to compete for power.
🦅 3. The Logic of Offensive Realism
Because of anarchy and uncertainty, states cannot trust others to remain peaceful.
Therefore, the safest way to survive is to become as powerful as possible — even to the point of dominating others.
Key points:
States are power-maximizers, not just security-maximizers.
The ultimate goal is regional hegemony — total dominance within one’s region (e.g., U.S. in the Western Hemisphere).
Global hegemony is impossible due to geography and logistics, but regional dominance is achievable.
Balance of power emerges when rising powers threaten existing hegemons.
📈 4. Key Predictions of Offensive Realism
Power competition is inevitable.
Even peaceful states are forced into rivalry.States fear one another.
No one can be certain of others’ future behavior.Great powers seek regional hegemony.
Once dominant in one area, they prevent others from rising elsewhere.
→ E.g., U.S. prevents China from dominating Asia.Balancing occurs.
Other states will align to prevent a hegemon from emerging.The international system is tragic.
Conflict is not caused by evil intentions but by the structure of the system itself.
🧠 5. Difference Between Offensive and Defensive Realism
Feature | Defensive Realism (Kenneth Waltz) | Offensive Realism (John Mearsheimer) |
|---|---|---|
Main goal | Security / survival | Power / dominance |
View of power | Enough power for safety | Maximum power possible |
Behavior | Cautious, status quo | Aggressive, revisionist |
War likelihood | States avoid unnecessary wars | Wars are inevitable under anarchy |
Example | U.S. containment during the Cold War | U.S.–China rivalry for dominance |
🌍 6. Real-World Examples of Offensive Realism
A. U.S. Regional Hegemony
The U.S. achieved dominance in the Western Hemisphere (Monroe Doctrine).
It has consistently sought to prevent peer competitors in Europe or Asia.
Contained the Soviet Union.
Now seeks to limit China’s rise.
B. China’s Rise
Mearsheimer predicts China will seek to dominate Asia just as the U.S. dominates the Americas.
The U.S. and its allies will balance to prevent Chinese hegemony (e.g., AUKUS, QUAD).
C. Napoleonic France / Nazi Germany
Historical examples of powers seeking regional dominance — consistent with offensive realist logic.
7. Criticisms of Offensive Realism
Too Pessimistic:
Critics (like Liberals and Constructivists) argue it underestimates cooperation and overstates conflict.Ignores Domestic Politics:
Internal factors like regime type, leaders, and public opinion can constrain aggression.Empirical Challenges:
Some states (e.g., Canada, Japan, Norway) don’t pursue power maximization despite having means to do so.Normative Issues:
It can justify aggressive policies — “might makes right” thinking.
LIBERALISM
Core Assumptions of Liberalism
Assumption | Description |
|---|---|
Anarchy exists, but it’s manageable | There’s no world government, but states can create order through cooperation. |
States are not the only actors | International organizations, corporations, and individuals matter too. |
Interdependence | Trade and globalization tie states together, making conflict costly. |
Rationality and progress | Humans and states can learn, adapt, and build institutions that promote peace. |
Absolute gains matter | Unlike Realists (who focus on relative gains), Liberals believe cooperation can benefit everyone. |
🧭 3. Historical Roots of Liberalism
Liberalism has philosophical origins in Enlightenment thought — belief in reason, progress, and individual rights.
Key thinkers:
Immanuel Kant (1795) – Perpetual Peace: proposed that republican (democratic) states, free trade, and international law create lasting peace.
Woodrow Wilson (1918) – promoted the League of Nations after World War I (the “Wilsonian idealism” of collective security).
Modern liberals: Robert Keohane, Joseph Nye, Michael Doyle.
🏛️ 4. Main Strands of Liberalism
A. Neoliberal Institutionalism
Developed in the 1970s–80s by scholars like Robert Keohane and Joseph Nye.
Argues that international institutions (e.g., UN, WTO, NATO) help states cooperate by:
Providing information
Reducing uncertainty
Establishing rules and norms
Punishing defectors
💡 Key idea: Even under anarchy, institutions can make cooperation rational and sustainable.
B. Democratic Peace Theory
Advanced by Michael Doyle, Bruce Russett, and others.
Claims that democracies rarely (if ever) fight each other.
Why?
Shared norms and values
Institutional checks and balances
Public accountability
Economic interdependence
💡 Implication: Spreading democracy helps promote peace.
C. Economic Interdependence Theory
Based on the idea that trade and globalization reduce incentives for war.
When countries trade, they depend on each other for prosperity — war becomes too costly.
Example:
EU members are deeply economically integrated, making war between them almost unthinkable.
D. Collective Security
The idea that peace can be maintained if states agree to act together against aggressors.
Institutionalized in the League of Nations (after WWI) and later the United Nations.
“An attack on one is an attack on all.”
🔑 5. Key Differences Between Liberalism and Realism
Aspect | Realism | Liberalism |
|---|---|---|
View of human nature | Pessimistic — humans seek power | Optimistic — humans can cooperate |
Main actors | States | States + institutions + individuals |
System structure | Anarchy → inevitable conflict | Anarchy → manageable through institutions |
Primary goal | Security, survival | Peace, prosperity, cooperation |
Power | Hard (military) power | Soft (economic, institutional) power |
Type of gains | Relative (who gains more?) | Absolute (everyone can benefit) |
Example of cooperation | Temporary alliances | Enduring institutions (UN, EU, WTO) |
🌐 6. Real-World Examples of Liberalism
A. European Union (EU)
Built on the liberal idea that economic and political integration prevents war.
Former rivals (France and Germany) became partners through trade and shared governance.
B. United Nations (UN)
Promotes collective security, diplomacy, and global norms.
Helps resolve conflicts through dialogue and peacekeeping.
C. World Trade Organization (WTO)
Encourages free trade and economic interdependence — making war economically irrational.
D. U.S. Foreign Policy (Wilsonian Liberalism)
Promoting democracy, free markets, and international institutions to build global stability.
⚖️ 7. Criticisms of Liberalism
Criticism | Explanation |
|---|---|
Idealism / Naivety | Critics say it overestimates human rationality and goodwill. |
Power still matters | Realists argue institutions exist only because powerful states allow them to. |
Democratic peace exceptions | Democracies sometimes fight non-democracies or use covert means. |
Unequal benefits | Globalization and interdependence may benefit rich states more than poor ones. |
🧩 8. Summary Table
Feature | Liberalism |
|---|---|
Main idea | Cooperation is possible through democracy, trade, and institutions |
Key actors | States, organizations, individuals |
Goal | Peace, prosperity, mutual benefit |
Core mechanisms | Interdependence, collective security, democracy |
Key thinkers | Immanuel Kant, Woodrow Wilson, Keohane, Nye, Doyle |
Modern example | EU, UN, WTO, global trade system |
💬 Famous Liberal Ideal
“Commerce and democracy bind nations together more tightly than armies ever could.”
Would you like me to show a comparison between Liberalism, Realism, and Constructivism (in a table or chart) to see how they differ in explaining international politics?
NEOLIBERALISM
At its core, Neoliberalism means a belief in the power of free markets, open trade, and limited government intervention — updated for the modern, globalized world.
But in International Relations, the term usually refers to Neoliberal Institutionalism, a theory that explains how states can cooperate under anarchy through institutions, rules, and mutual benefits.
So, we can look at it in two main dimensions:
Type | Focus | Key Figures |
|---|---|---|
Neoliberal Institutionalism (IR theory) | Cooperation among states through institutions | Robert Keohane, Joseph Nye |
Economic Neoliberalism (Global economics) | Free markets, privatization, deregulation | Friedrich Hayek, Milton Friedman, IMF/World Bank policies |
Let’s look at both in turn 👇
🧭 2. Neoliberalism in International Relations (Neoliberal Institutionalism)
🔹 Core Idea
Even in an anarchic international system (no world government), states can cooperate because institutions help them do so.
States are still rational and self-interested (like Realism says), but they realize cooperation can yield mutual benefits.
This version of Neoliberalism evolved as a response to Neorealism (Kenneth Waltz) in the late 1970s–1980s.
Can two different ideologies have good relations?
Constructivism
Constructivism argues that the key structures in international politics are social, not just material.
That means the world isn’t shaped only by military might or economic strength — but also by beliefs, values, norms, identities, and shared understandings among states.
In short:
“It’s not just what states have, but what they think and believe that shapes what they do.”
🌍 2. Core Assumptions of Constructivism
Assumption | Explanation |
|---|---|
The international system is socially constructed | Anarchy, power, and interests don’t exist objectively — they’re created through shared ideas and interactions. |
Identities and norms shape behavior | How a state sees itself and others affects what it does. |
Interests are not fixed | States’ goals are shaped by culture, norms, and social interaction — not just survival or wealth. |
Ideas matter as much as material forces | Weapons and armies matter, but what they mean to others determines how they’re perceived. |
Change is possible | Because social ideas can evolve, so can international relations (unlike Realism, which sees structure as fixed). |
🔑 3. Key Thinkers and Texts
Thinker | Key Work | Main Contribution |
|---|---|---|
Alexander Wendt | Social Theory of International Politics (1999) | “Anarchy is what states make of it.” States create the meaning of anarchy through interaction. |
Nicholas Onuf | World of Our Making (1989) | Coined the term “Constructivism” in IR. |
Martha Finnemore | National Interests in International Society (1996) | Showed how international norms shape state interests. |
Peter Katzenstein | The Culture of National Security (1996) | Emphasized the role of identity and culture in shaping security policy. |